DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Nelson Mahan Kelly
Feed of 09/14/2026
At current firm
9 y
since Jul 12, 2017
In the industry
37 y
since Jul 14, 1989 (earliest exam, job or registration)
Prior registered firms
8
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Oppenheimer & Co. Inc. BD affiliated currentsince Jul 12, 2017 · Winston-Salem, Nc
- Truist Advisory Services, Inc. BD affiliatedAug 23, 2016 to Jul 10, 2017 · Morganton, Nc
- Suntrust Investment Services, Inc. formerMar 15, 2012 to Dec 31, 2016 · Apex, Nc
- First Citizens Investor Services, Inc. BD affiliatedAug 15, 2011 to Feb 21, 2012 · Raleigh, Nc
- Winthrop Capital Management institutionalApr 28, 2011 to Jul 19, 2011 · Raleigh, Nc
- Family Office Group LLC unclassifiedNov 15, 2010 to Apr 8, 2011 · Raleigh, Nc
- Wells Fargo Advisors wirehouseSep 23, 2003 to Nov 15, 2010 · Garner, Nc
- Suntrust Investment Services, Inc. formerJun 4, 2003 to Sep 17, 2003 · Knoxville, Tn
- Scott & Stringfellow, LLC formerDec 31, 2001 to May 23, 2003 · Winston-Salem, Nc
Moves
a registration end followed by a registration begin elsewhere
- Truist Advisory Services, Inc. to Oppenheimer & Co. Inc.left Jul 10, 2017, registered Jul 12, 2017 (2 days) · Other
- Suntrust Investment Services, Inc. to Truist Advisory Services, Inc.left Dec 31, 2016, registered Aug 23, 2016 (-130 days) · corporate re-registration, not a move
- First Citizens Investor Services, Inc. to Suntrust Investment Services, Inc.left Feb 21, 2012, registered Mar 15, 2012 (23 days) · Other
- Winthrop Capital Management to First Citizens Investor Services, Inc.left Jul 19, 2011, registered Aug 15, 2011 (27 days) · Other
- Family Office Group LLC to Winthrop Capital Managementleft Apr 8, 2011, registered Apr 28, 2011 (20 days) · Other
- Wells Fargo Advisors to Family Office Group LLCleft Nov 15, 2010, registered Nov 15, 2010 (0 days) · Other
- Suntrust Investment Services, Inc. to Wells Fargo Advisorsleft Sep 17, 2003, registered Sep 23, 2003 (6 days) · Other
- Scott & Stringfellow, LLC to Suntrust Investment Services, Inc.left May 23, 2003, registered Jun 4, 2003 (12 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 37derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address