DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner25 years in industry

JOSHUA KENWORTHY RIVERS

Advisor at CW ADVISORS, LLC

COLUMBIA, MD | BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5202400d-8d72-dafe-9bc2-731df55dc603

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jul 5, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CW ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 13, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Apr 13, 2001
First registration: Jul 5, 2006
Dual registered: no
IAPD individual key: 4255164

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CW ADVISORS, LLC	Independent wealth	Apr 19, 2021	n/a	yes	COLUMBIA, MD\|BOSTON, MA	Current employment
PINNACLE ADVISORY GROUP, INC.	Former SEC adviser	Feb 17, 2017	May 17, 2021	no	COLUMBIA, MD	Previous registration
OSAIC FA, INC.	Former SEC adviser	Aug 29, 2012	Oct 4, 2016	no	ANNAPOLIS, MD	Previous registration
KEEL POINT ADVISORS, LLC	Former SEC adviser	Sep 15, 2008	Aug 21, 2012	no	VIENNA, VA	Previous registration
OSAIC FA, INC.	Former SEC adviser	Sep 19, 2007	Aug 18, 2008	no	VIENNA, VA	Previous registration
UVEST FINANCIAL SERVICES GROUP, INC.	n/a	Jul 5, 2006	Aug 31, 2007	no	ANNAPOLIS, MD\|ANNAPOLIS, MD\|OLNEY, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PINNACLE ADVISORY GROUP, INC.	CW ADVISORS, LLC	May 17, 2021	Apr 19, 2021	-28	Firm change	RIA to RIA
OSAIC FA, INC.	PINNACLE ADVISORY GROUP, INC.	Oct 4, 2016	Feb 17, 2017	136	Firm change	Other
KEEL POINT ADVISORS, LLC	OSAIC FA, INC.	Aug 21, 2012	Aug 29, 2012	8	Firm change	Other
OSAIC FA, INC.	KEEL POINT ADVISORS, LLC	Aug 18, 2008	Sep 15, 2008	28	Firm change	Other
UVEST FINANCIAL SERVICES GROUP, INC.	OSAIC FA, INC.	Aug 31, 2007	Sep 19, 2007	19	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
107757:310873:MD:2021-05-17	May 17, 2021	Apr 19, 2021	COLUMBIA, MD	Firm change

Relationships

Registered with (5)

→ CW ADVISORS, LLCRegistered adviserregistration: current employment
Apr 19, 2021 to presentfactForm ADV
→ PINNACLE ADVISORY GROUP, INC.Registered adviserregistration: previous registration
Feb 17, 2017 to May 17, 2021factForm ADV
→ OSAIC FA, INC.Registered adviserregistration: previous registration
Aug 29, 2012 to Oct 4, 2016factForm ADV
→ KEEL POINT ADVISORS, LLCRegistered adviserregistration: previous registration
Sep 15, 2008 to Aug 21, 2012factForm ADV
→ UVEST FINANCIAL SERVICES GROUP, INC.Registered adviserregistration: previous registration
Jul 5, 2006 to Aug 31, 2007factForm ADV

Dated events

No dated event names this entity yet.