DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joshua Kenworthy Rivers
Certified Financial Planner
Feed of 09/14/2026
At current firm
5 y
since Apr 19, 2021
In the industry
25 y
since Apr 13, 2001 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cw Advisors, LLC independent RIA currentsince Apr 19, 2021 · Columbia, Md
- Pinnacle Advisory Group, Inc. formerFeb 17, 2017 to May 17, 2021 · Columbia, Md
- Osaic Fa, Inc. formerAug 29, 2012 to Oct 4, 2016 · Annapolis, Md
- Keel Point Advisors, LLC formerSep 15, 2008 to Aug 21, 2012 · Vienna, Va
- Osaic Fa, Inc. formerSep 19, 2007 to Aug 18, 2008 · Vienna, Va
- Uvest Financial Services Group, Inc. unclassifiedJul 5, 2006 to Aug 31, 2007 · Annapolis, Md
Moves
a registration end followed by a registration begin elsewhere
- Pinnacle Advisory Group, Inc. to Cw Advisors, LLCleft May 17, 2021, registered Apr 19, 2021 (-28 days) · RIA to RIA · moved with a team
- Osaic Fa, Inc. to Pinnacle Advisory Group, Inc.left Oct 4, 2016, registered Feb 17, 2017 (136 days) · Other
- Keel Point Advisors, LLC to Osaic Fa, Inc.left Aug 21, 2012, registered Aug 29, 2012 (8 days) · Other
- Osaic Fa, Inc. to Keel Point Advisors, LLCleft Aug 18, 2008, registered Sep 15, 2008 (28 days) · Other
- Uvest Financial Services Group, Inc. to Osaic Fa, Inc.left Aug 31, 2007, registered Sep 19, 2007 (19 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address