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Advisor at BFC PLANNING, INC.
CEDAR RAPIDS, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BFC PLANNING, INC. | Bd affiliated wealth | May 4, 2026 | n/a | yes | CEDAR RAPIDS, IA | Current employment |
| BOK FINANCIAL ADVISORS | Bd affiliated wealth | Oct 16, 2017 | Jan 30, 2025 | no | Tulsa, OK|Houston, TX | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 5, 2013 | Oct 11, 2017 | no | FORT MILL, SC | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 11, 2010 | Oct 24, 2013 | no | MINNEAPOLIS, MN | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 24, 2005 | Apr 13, 2010 | no | Seattle, WA|SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BOK FINANCIAL ADVISORS | BFC PLANNING, INC. | Jan 30, 2025 | May 4, 2026 | 459 | Firm change after gap | Ibd to ibd |
| LPL FINANCIAL LLC | BOK FINANCIAL ADVISORS | Oct 11, 2017 | Oct 16, 2017 | 5 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Oct 24, 2013 | Nov 5, 2013 | 12 | Firm change | Other |