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R•••••• J••• B•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

R•••••• J••• B•••••••

Advisor at A•••••••• C•••••• M••••••••• L••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:522872d3-a0fb-716e-f5e7-d2fe874954cf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 9, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• C•••••• M••••••••• L••
Current firm class: other adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 17, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• C•••••• M••••••••• L••	Other adviser	Nov 7, 2019	n/a	yes	LOS ANGELES, CA	Current employment
W•••••• B•••• • C•••••• L•••••	Bd affiliated wealth	Jul 13, 2016	Dec 31, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• B•••• • C•••••• L•••••	A•••••••• C•••••• M••••••••• L••	Dec 31, 2018	Nov 7, 2019	311	Firm change	Other
I•••••• A•••••••• I•••	W•••••• B•••• • C•••••• L•••••	Aug 11, 2016

Relationships

Registered with (4)

→ A•••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Nov 7, 2019 to presentfactForm ADV
→ W•••••• B•••• • C•••••• L•••••Registered adviserregistration: previous registration
Jul 13, 2016 to Dec 31, 2018factForm ADV
→ I•••••• A•••••••• I•••Registered adviserregistration: previous registration
Jan 1, 2010 to Aug 11, 2016factForm ADV
→ I•••••• A•• P•••••• A•••• M••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:522872d3-a0fb-716e-f5e7-d2fe874954cf
First observed: Oct 9, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.