This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NEUBERGER BERMAN BD LLC

Current firm class

no raum reportedderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

3derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

3

Exams

S65|S63

First exam

Dec 15, 2018

First registration

Mar 26, 2020

Dual registered

yes, broker-dealer

IAPD individual key

7022242

• Occurred

  Nov 18, 2022
  Advisor changed firm

  Elina Shalumova left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Neuberger Berman Bd Llc (registered 2022-11-12)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:52336027-73fe-3e6d-cb2e-4def52bb2009

First observed

Mar 26, 2020

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.