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B•••• S•••• D•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

B•••• S•••• D•••••••

Advisor at S••••

Warwick, RI | Providence, RI | NEW YORK, NY

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Search this name across graphsid dfx:ria:5c456ef4-b5fa-1f27-3e02-f0fc57dc1733

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: May 23, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 4, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
S••••	Independent wealth	Jul 31, 2026	n/a	yes	Warwick, RI\|NEW YORK, NY\|Providence, RI	Current employment
P••• P••••• W••••• M•••••••••	Independent wealth	Oct 20, 2024	Sep 2, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
P••• P••••• W••••• M•••••••••	S••••	Sep 2, 2026	Jul 31, 2026	-33	Firm change after gap	RIA to RIA
P••• P••••• W••••• M••••••••• L••	P••• P••••• W••••• M•••••••••	Dec 31, 2024

Relationships

Registered with (6)

→ S••••Registered adviserregistration: current employment
Jul 31, 2026 to presentfactForm ADV
→ P••• P••••• W••••• M•••••••••Registered adviserregistration: previous registration
Oct 20, 2024 to Sep 2, 2026factForm ADV
→ P••• P••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 22, 2016 to Dec 31, 2024factForm ADV
→ M••••• S••••••Registered adviser

Dated events

Occurred
Sep 2, 2026
Advisor changed firm
B•••• S•••• D••••••• left P••• P••••• W••••• M••••••••• for Savvy (registered 2026-07-31)
Form ADVobserved 7 days ago
Occurred
Dec 31, 2024
Advisor changed firm
B•••• S•••• D••••••• left P••• P••••• W••••• M••••••••• L•• for P••• P••••• W••••• M••••••••• (registered 2024-10-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5c456ef4-b5fa-1f27-3e02-f0fc57dc1733
First observed: May 23, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.