DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

COLBY DORAY MONETA

Advisor at J.P. MORGAN SECURITIES LLC

Villanova, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:525607e3-e9d4-040e-fce9-d5d7131f549c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 12, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J.P. MORGAN SECURITIES LLC
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Sep 12, 2014
First registration: Sep 12, 2014
Dual registered: yes, broker-dealer
Other names: COLBY BURNS|COLBY DORAY BURNS|COLBY D BURNS
IAPD individual key: 6359131

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J.P. MORGAN SECURITIES LLC	Wirehouse	Jan 18, 2019	n/a	yes	Villanova, PA	Current employment
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 4, 2017	Feb 1, 2019	no	Marlton, NJ\|RAdnor, PA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	May 4, 2017	Feb 1, 2019	no	Marlton, NJ\|Radnor, PA\|Radnor, PA	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Sep 12, 2014	Apr 28, 2017	no	YARDLEY, PA\|MOUNT HOLLY, NJ\|NEWTOWN, PA\|PHILADELPHIA, PA\|CHALFONT, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 1, 2019	May 4, 2017	-638	Firm change after gap	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Feb 1, 2019	May 4, 2017	-638	Channel change	Other
PNC WEALTH MANAGEMENT	TD AMERITRADE, INC.	Apr 28, 2017	May 4, 2017	6	Firm change	Other

Relationships

Registered with (4)

→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: current employment
Jan 18, 2019 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 4, 2017 to Feb 1, 2019factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
May 4, 2017 to Feb 1, 2019factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Sep 12, 2014 to Apr 28, 2017factForm ADV

Dated events

No dated event names this entity yet.