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Registered advisor
C•••• D•••• M•••••
Feed of 09/14/2026
Also filed as C•••• Burns
At current firm
7 y
since Jan 18, 2019
In the industry
12 y
since Jun 1, 2014 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••• M••••• S••••••••• L•• wirehouse currentsince Jan 18, 2019 · Villanova, Pa
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 4, 2017 to Feb 1, 2019 · Marlton, Nj
- T• A••••••••• I••• formerMay 4, 2017 to Feb 1, 2019 · Marlton, Nj
- P•• W••••• M••••••••• BD affiliatedSep 12, 2014 to Apr 28, 2017 · Yardley, Pa
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 1, 2019, registered May 4, 2017 (-638 days) · Other
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Feb 1, 2019, registered May 4, 2017 (-638 days) · channel change inside one enterprise, not a move
- P•• W••••• M••••••••• to T• A••••••••• I•••left Apr 28, 2017, registered May 4, 2017 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address