DFX Intelligence

C••• J••••• C•••• E•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

C••• J••••• C•••• E•••••••••

Advisor at N•••••• A•••••••

Stevenson Ranch, CA | NEW ORLEANS, LA

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Search this name across graphsid dfx:ria:526f15fa-b2fd-df17-3dac-0c517f3ae15c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 10, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••	Bd affiliated wealth	Oct 6, 2023	n/a	yes	Stevenson Ranch, CA\|NEW ORLEANS, LA	Current employment
W•••••••••	Former SEC adviser	Dec 17, 2019	Nov 6, 2023	no	WOODLAND HILLS, CA\|SANTA MONICA, CA\|THOUSAND OAKS, CA\|SANTA CLARITA, CA\|THOUSAND OAKS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••••••	N•••••• A•••••••	Nov 6, 2023	Oct 6, 2023	-31	Firm change after gap	RIA to ibd
A••••••• F•••••••• N•••••• A••••••• S•••••••• L••	W•••••••••	Nov 22, 2019	Dec 17, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
282202:171351:CA:2023-11-06	Nov 6, 2023	Oct 6, 2023	THOUSAND OAKS, CA	Firm change after gap

Relationships

Registered with (3)

→ N•••••• A•••••••Registered adviserregistration: current employment
Oct 6, 2023 to presentfactForm ADV
→ W•••••••••Registered adviserregistration: previous registration
Dec 17, 2019 to Nov 6, 2023factForm ADV
→ A••••••• F•••••••• N•••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Oct 10, 2018 to Nov 22, 2019factForm ADV

Dated events

Occurred
Nov 6, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:526f15fa-b2fd-df17-3dac-0c517f3ae15c
First observed: Oct 10, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.