This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AMERIPRISE FINANCIAL SERVICES, LLC

Current firm class

national broker-dealer RIAderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Oct 5, 1983earliest registration or exam on IAPD

Years in industry

42derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

5

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Oct 5, 1983

First registration

Mar 23, 1992

Dual registered

yes, broker-dealer

Other names

MARY BETH NORRIS|MARYBETH NORRIS|MARY NORRIS

IAPD individual key

1189102

• Occurred

  Apr 9, 2024
  Advisor changed firm

  Mary Beth Norris left Cetera Investment Advisers Llc for Ameriprise Financial Services, Llc (registered 2024-04-18)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:527a4505-cab0-97fe-c9f3-d7654d88be77

First observed

Mar 23, 1992

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.