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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

DANIEL LOFTIN CARLILE

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Williamsburg, VA

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Search this name across graphsid dfx:ria:52865260-4380-92e5-7ba6-147fdce9b71b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:29 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 7, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 16, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Dec 16, 2002
First registration: Aug 7, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 4586176

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Aug 31, 2012	n/a	yes	Williamsburg, VA	Current employment
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Nov 4, 2010	Aug 31, 2012	no	WILLIAMSBURG, VA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 5, 2006	Oct 26, 2010	no	WILLIAMSBURG, VA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Aug 7, 2006	Nov 21, 2006	no	Virginia Beach, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUNTRUST INVESTMENT SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Aug 31, 2012	Aug 31, 2012	0	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	SUNTRUST INVESTMENT SERVICES, INC.	Oct 26, 2010	Nov 4, 2010	9	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 21, 2006	Sep 5, 2006	-77	Firm change after gap	Ibd to wirehouse

Relationships

Registered with (4)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Aug 31, 2012 to presentfactForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Nov 4, 2010 to Aug 31, 2012factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 5, 2006 to Oct 26, 2010factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Aug 7, 2006 to Nov 21, 2006factForm ADV

Dated events

No dated event names this entity yet.