DFX Intelligence

W•••••• A•••••••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner14 years in industry

W•••••• A•••••••• M•••

Advisor at M••••• W••••• M••••••••• L••

WESTWOOD, NJ | Annapolis, MD

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 5
On other graphs: 0
Observed: Jan 8, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W••••• M••••••••• L••	Independent wealth	Mar 31, 2026	n/a	yes	WESTWOOD, NJ\|Annapolis, MD	Current employment
A•••• F•••••••• W••••• M••••••••• L••	Independent wealth	Oct 21, 2025	Jan 30, 2026	no	ASHBURN, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• F•••••••• W••••• M••••••••• L••	M••••• W••••• M••••••••• L••	Jan 30, 2026	Mar 31, 2026	60	Firm change	RIA to RIA
C••••••• • C••••••• I•••	A•••• F•••••••• W••••• M••••••••• L••	Sep 25, 2025	Oct 21, 2025

Team moves

••• Locked

Team	Left	Joined	From	Kind
23131:317672:VA:2024-08-30	Aug 30, 2024	Jul 2, 2024	MCLEAN, VA	Firm change after gap

Relationships

Registered with (6)

→ M••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 31, 2026 to presentfactForm ADV
→ A•••• F•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 21, 2025 to Jan 30, 2026factForm ADV
→ C••••••• • C••••••• I•••Registered adviserregistration: previous registration
Jul 2, 2024 to Sep 25, 2025factForm ADV
→ O•••• W•••••• I•••

Dated events

Order

Occurred
30 Jan 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
25 Sep 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
30 Aug 2024
Advisor changed firm
••• Locked
Form ADV
Occurred
31 Oct 2022
Advisor changed firm
••• Locked
Form ADV
Occurred
21 Jan 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 8, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.