DFX Intelligence

J••••• D•••• G•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

J••••• D•••• G•••

Advisor at P•• W••••• M•••••••••

Castle Pines, CO | Castle Rock, CO

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Search this name across graphsid dfx:ria:52bd5d06-0af4-9e24-5b73-f429549090ba

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Jun 21, 2023 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• W••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• W••••• M•••••••••	Bd affiliated wealth	Aug 26, 2026	n/a	yes	Castle Pines, CO\|Castle Rock, CO\|Castle Rock, CO	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jun 24, 2024	Aug 31, 2026	no	SALT LAKE CITY, UT\|AURORA, CO\|LAS VEGAS, NV\|DENVER, CO\|LAS VEGAS, NV\|LONE TREE, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	P•• W••••• M•••••••••	Aug 31, 2026	Aug 26, 2026	-5	Firm change	Wirehouse to ibd
C•••••• S••••• • C••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	May 10, 2024	Jun 24, 2024

Relationships

Registered with (3)

→ P•• W••••• M•••••••••Registered adviserregistration: current employment
Aug 26, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Jun 24, 2024 to Aug 31, 2026factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jun 21, 2023 to May 10, 2024factForm ADV

Dated events

Occurred
Aug 31, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
May 10, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52bd5d06-0af4-9e24-5b73-f429549090ba
First observed: Jun 21, 2023
Last observed: Sep 16, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.