DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph David Gard
Feed of 09/16/2026
Also filed as Joseph David Jordan
At current firm
0 y
since Aug 26, 2026
In the industry
10 y
since Apr 1, 2016 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Pnc Wealth Management BD affiliated currentsince Aug 26, 2026 · Castle Pines, Co
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 24, 2024 to Aug 31, 2026 · Salt Lake City, Ut
- Charles Schwab & Co., Inc. national BDJun 21, 2023 to May 10, 2024 · Lone Tree, Co
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Pnc Wealth Managementleft Aug 31, 2026, registered Aug 26, 2026 (-5 days) · Wirehouse to affiliated broker-dealer or bank
- Charles Schwab & Co., Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft May 10, 2024, registered Jun 24, 2024 (45 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- Joseph David Gard left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Pnc Wealth Management (registered 2026-08-26)Aug 31, 2026 · Advisor changed firm · fact
- Joseph David Gard left Charles Schwab & Co., Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-06-24)May 10, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address