DFX Intelligence

J••••••• P• K••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

J••••••• P• K••••••••

Advisor at T•••• M•••••••• F•••••••• A•••••••

WRIGHTSVILLE BEACH, NC | WINSTON SALEM, NC

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Search this name across graphsid dfx:ria:52cc4d6f-7ff1-4531-4453-b711d2181ab0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 2, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••• M•••••••• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••• M•••••••• F•••••••• A•••••••	Independent wealth	May 21, 2021	n/a	yes	WRIGHTSVILLE BEACH, NC\|WINSTON SALEM, NC	Current employment
C••••• A•••••• N••••••• L••	Former SEC adviser	May 5, 2021	May 21, 2021	no	WRIGHTSVILLE BEACH, NC\|EL SEGUNDO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A•••••• N••••••• L••	T•••• M•••••••• F•••••••• A•••••••	May 21, 2021	May 21, 2021	0	Firm change	Ibd to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C••••• A•••••• N••••••• L••	May 5, 2021	May 5, 2021

Relationships

Registered with (3)

→ T•••• M•••••••• F•••••••• A•••••••Registered adviserregistration: current employment
May 21, 2021 to presentfactForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
May 5, 2021 to May 21, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
May 2, 2014 to May 5, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:52cc4d6f-7ff1-4531-4453-b711d2181ab0
First observed: May 2, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.