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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

THOMAS ADAM BRAILE

Advisor at GALLAGHER FIDUCIARY ADVISORS, LLC

Irvine, CA

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Search this name across graphsid dfx:ria:52d94c2b-ce20-0e2b-00f7-855e5c48059c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 12, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GALLAGHER FIDUCIARY ADVISORS, LLC
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 11, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jul 11, 2007
First registration: Jul 12, 2007
Dual registered: yes, broker-dealer
Other names: TOM ADAM BRAILE
IAPD individual key: 4872723

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GALLAGHER FIDUCIARY ADVISORS, LLC	Institutional manager	Jun 15, 2026	n/a	yes	Irvine, CA	Current employment
USI ADVISORS	Institutional manager	Apr 8, 2021	Jun 15, 2026	no	Phoenix, AZ\|GLASTONBURY, CT	Previous registration
HOHIMER WEALTH MANAGEMENT, LLC	Independent wealth	Apr 17, 2019	Dec 16, 2020	no	SEATTLE, WA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 19, 2009	Apr 18, 2019	no	SEATTLE, WA	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 5, 2008	Mar 4, 2009	no	SEATTLE, WA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 12, 2007	Jan 15, 2008	no	Seattle, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
USI ADVISORS	GALLAGHER FIDUCIARY ADVISORS, LLC	Jun 15, 2026	Jun 15, 2026	0	Firm change	Other
HOHIMER WEALTH MANAGEMENT, LLC	USI ADVISORS	Dec 16, 2020	Apr 8, 2021	113	Firm change	Other
WELLS FARGO ADVISORS	HOHIMER WEALTH MANAGEMENT, LLC	Apr 18, 2019	Apr 17, 2019	-1	Firm change	Wirehouse to new firm
UBS FINANCIAL SERVICES INC.	WELLS FARGO ADVISORS	Mar 4, 2009	Feb 19, 2009	-13	Firm change	Wirehouse to wirehouse
AMERIPRISE FINANCIAL SERVICES, LLC	UBS FINANCIAL SERVICES INC.	Jan 15, 2008	Feb 5, 2008	21	Firm change	Ibd to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
19616:300140:WA:2019-04-18	Apr 18, 2019	Apr 17, 2019	SEATTLE, WA	Firm change

Relationships

Registered with (6)

→ GALLAGHER FIDUCIARY ADVISORS, LLCRegistered adviserregistration: current employment
Jun 15, 2026 to presentfactForm ADV
→ USI ADVISORSRegistered adviserregistration: previous registration
Apr 8, 2021 to Jun 15, 2026factForm ADV
→ HOHIMER WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 17, 2019 to Dec 16, 2020factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 19, 2009 to Apr 18, 2019factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 5, 2008 to Mar 4, 2009factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 12, 2007 to Jan 15, 2008factForm ADV

Dated events

Occurred
Jun 15, 2026
Advisor changed firm
Thomas Adam Braile left Usi Advisors for Gallagher Fiduciary Advisors, Llc (registered 2026-06-15)
Form ADVobserved 6 days ago