RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• A••• B•••••
- G•••••••• F•••••••• A•••••••• L•• institutional currentsince Jun 15, 2026 · Irvine, Ca
- U•• A••••••• institutionalApr 8, 2021 to Jun 15, 2026 · Phoenix, Az
- H•••••• W••••• M••••••••• L•• independent RIAApr 17, 2019 to Dec 16, 2020 · Seattle, Wa
- W•••• F•••• A••••••• wirehouseFeb 19, 2009 to Apr 18, 2019 · Seattle, Wa
- U•• F•••••••• S••••••• I••• wirehouseFeb 5, 2008 to Mar 4, 2009 · Seattle, Wa
- A••••••••• F•••••••• S•••••••• L•• national BDJul 12, 2007 to Jan 15, 2008 · Seattle, Wa
- U•• A••••••• to G•••••••• F•••••••• A•••••••• L••left Jun 15, 2026, registered Jun 15, 2026 (0 days) · Other
- H•••••• W••••• M••••••••• L•• to U•• A•••••••left Dec 16, 2020, registered Apr 8, 2021 (113 days) · Other
- W•••• F•••• A••••••• to H•••••• W••••• M••••••••• L••left Apr 18, 2019, registered Apr 17, 2019 (-1 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Mar 4, 2009, registered Feb 19, 2009 (-13 days) · Wirehouse to wirehouse
- A••••••••• F•••••••• S•••••••• L•• to U•• F•••••••• S••••••• I•••left Jan 15, 2008, registered Feb 5, 2008 (21 days) · Affiliated broker-dealer or bank to wirehouse
- T••••• A••• B••••• left U•• A••••••• for G•••••••• F•••••••• A•••••••• L•• (registered 2026-06-15)Jun 15, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address