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Advisor at WALKER ASSET MANAGEMENT, LLC
VERONA, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WALKER ASSET MANAGEMENT, LLC | Independent wealth | Feb 6, 2017 | n/a | yes | VERONA, MO | Current employment |
| SIGNALPOINT ASSET MANAGEMENT LLC | Former SEC adviser | Sep 5, 2013 | Feb 17, 2017 | no | SPRINGFIELD, MO|SPRINGFIELD, MO | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Mar 2, 2007 | Sep 6, 2013 | no | SPRINGFIELD, MO | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Feb 28, 2006 | Mar 5, 2007 | no | SPRINGFIELD, MO|OVERLAND PARK, KS|SPRINGFIELD, MO|SPRINGFIELD, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SIGNALPOINT ASSET MANAGEMENT LLC | WALKER ASSET MANAGEMENT, LLC | Feb 17, 2017 | Feb 6, 2017 | -11 | Firm change | Other |
| WELLS FARGO ADVISORS | SIGNALPOINT ASSET MANAGEMENT LLC | Sep 6, 2013 | Sep 5, 2013 | -1 | Firm change | Other |
| MORGAN STANLEY DW INC. | WELLS FARGO ADVISORS | Mar 5, 2007 | Mar 2, 2007 | -3 | Firm change | Other |