This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0

Regulatory AUM

$187MItem 5.F on the latest filing (2026-03-02); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$171M

Private client RAUM

$187MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$93.6Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

1

Advisory employees

1

Offices

0Schedule D 1.F, beyond the principal office

Accounts

740

Individual clients

275

High net worth clients

44

SEC number

801-120211

CRD

283626

Filings on the tape

9

First filed

Dec 22, 2020

Latest filed

Mar 2, 2026

Organised

Limited Liability Company, PA

Website

adviceandplanning.com

• Occurred

  Mar 17, 2025
  Advisor changed firm

  Nicole Kristine Szakos left Advice & Planning Services Llc for Cwm, Llc (registered 2025-06-02)

  Form ADVobserved 4 days ago
• Occurred

  Dec 22, 2020
  First Form ADV filing

  Advice & Planning Services Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:52de1293-fbef-511e-4939-b34c15ef8845

First observed

Dec 22, 2020

Last observed

Mar 2, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.