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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)25 years in industry

RYAN DOUGLAS NAUGLE

Advisor at ADVICE & PLANNING SERVICES LLC

YOUNGWOOD, PA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 4, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE & PLANNING SERVICES LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 15, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63
First exam: Jun 15, 2001
First registration: Sep 4, 2007
Dual registered: yes, broker-dealer
Other names: RYAN D. NAUGLE|RYAN D NAUGLE
IAPD individual key: 4392246

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE & PLANNING SERVICES LLC	Independent wealth	May 20, 2016	n/a	yes	YOUNGWOOD, PA	Current employment
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Former SEC adviser	Apr 15, 2015	Apr 6, 2016	no	GREENSBURG, PA	Previous registration
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Jun 22, 2011	Apr 6, 2015	no	Pittsburgh, PA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 4, 2007	Sep 16, 2009	no	DELMONT, PA\|DELMONT, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	ADVICE & PLANNING SERVICES LLC	Apr 6, 2016	May 20, 2016	44	Firm change	Other
ADVICE AND PLANNING SERVICES	GLOBAL FINANCIAL PRIVATE CAPITAL, INC.	Apr 6, 2015	Apr 15, 2015	9	Firm change	Other
MSI FINANCIAL SERVICES, INC.	ADVICE AND PLANNING SERVICES	Sep 16, 2009	Jun 22, 2011	644	Firm change after gap	Other

Relationships

Registered with (4)

→ ADVICE & PLANNING SERVICES LLCRegistered adviserregistration: current employment
May 20, 2016 to presentfactForm ADV
→ GLOBAL FINANCIAL PRIVATE CAPITAL, INC.Registered adviserregistration: previous registration
Apr 15, 2015 to Apr 6, 2016factForm ADV
→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: previous registration
Jun 22, 2011 to Apr 6, 2015factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 4, 2007 to Sep 16, 2009factForm ADV

Dated events

No dated event names this entity yet.