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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Irwin, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Oct 10, 2023 | n/a | yes | Irwin, PA | Current employment |
| FOUNDATIONS INVESTMENT ADVISORS LLC | Independent wealth | Oct 26, 2017 | Oct 6, 2023 | no | Greensburg, PA|PHOENIX, AZ | Previous registration |
| BROOKSTONE WEALTH ADVISORS, LLC | No RAUM reported | Apr 19, 2017 | Oct 25, 2017 | no | Greensburg, PA | Previous registration |
| ADVICE & PLANNING SERVICES LLC | Independent wealth | May 20, 2016 | Jun 13, 2017 | no | YOUNGWOOD, PA | Previous registration |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Former SEC adviser | Jun 16, 2015 | Apr 8, 2016 | no | GREENSBURG, PA|SARASOTA, FL | Previous registration |
| NFP ADVISOR SERVICES, LLC | Former SEC adviser | Oct 15, 2014 | Jun 10, 2015 | no | GREENSBURG, PA|WEIRTON, WV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FOUNDATIONS INVESTMENT ADVISORS LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Oct 6, 2023 | Oct 10, 2023 | 4 | Firm change | RIA to ibd |
| BROOKSTONE WEALTH ADVISORS, LLC | FOUNDATIONS INVESTMENT ADVISORS LLC | Oct 25, 2017 | Oct 26, 2017 | 1 | Firm change | Other |
| ADVICE & PLANNING SERVICES LLC | BROOKSTONE WEALTH ADVISORS, LLC | Jun 13, 2017 | Apr 19, 2017 | -55 | Firm change after gap | Other |
| GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | ADVICE & PLANNING SERVICES LLC | Apr 8, 2016 | May 20, 2016 | 42 | Firm change | Other |
| NFP ADVISOR SERVICES, LLC | GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | Jun 10, 2015 | Jun 16, 2015 | 6 | Firm change | Other |