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RIA / WealthAdvisordual registered (broker-dealer)43 years in industry

MICHAEL JAY DWORETSKY

Advisor at LPL FINANCIAL LLC

PALM BEACH GARDENS, FL

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Search this name across graphsid dfx:ria:52de4258-25ce-ac9b-989a-c96b856beb80

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 22, 1992 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 21, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jul 21, 1983
First registration: Jan 22, 1992
Dual registered: yes, broker-dealer
Other names: MICHAEL J DWORETSKY|MICHAEL M DWORETSKY|MICHAEL J DWORETSKY|MICHAEL JAY DWORETSKY|MICHAEL DWORETSKY
IAPD individual key: 1158014

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 21, 2026	n/a	yes	PALM BEACH GARDENS, FL	Current employment
TRUST ADVISORY GROUP LTD	Independent wealth	Feb 17, 2017	Jan 22, 2026	no	West Hartford, CT\|BIRMINGHAM, AL\|Palm Beach Gardens, FL	Previous registration
SOURCE CAPITAL GROUP, INC.	Former SEC adviser	Oct 18, 2006	Feb 10, 2017	no	WEST HARTFORD, CT\|WEST HARTFORD, CT	Previous registration
SOURCE CAPITAL MANAGEMENT	n/a	Jun 8, 2004	Oct 17, 2006	no	WESTPORT, CT\|WESTPORT, CT	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 22, 1992	May 26, 2004	no	HARTFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRUST ADVISORY GROUP LTD	LPL FINANCIAL LLC	Jan 22, 2026	Jan 21, 2026	-1	Firm change	RIA to ibd
SOURCE CAPITAL GROUP, INC.	TRUST ADVISORY GROUP LTD	Feb 10, 2017	Feb 17, 2017	7	Firm change	Other
SOURCE CAPITAL MANAGEMENT	SOURCE CAPITAL GROUP, INC.	Oct 17, 2006	Oct 18, 2006	1	Firm change	Other
UBS FINANCIAL SERVICES INC.	SOURCE CAPITAL MANAGEMENT	May 26, 2004	Jun 8, 2004	13	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
36719:106926:CT:2017-02-06	Feb 10, 2017	Feb 17, 2017	WEST HARTFORD, CT	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 21, 2026 to presentfactForm ADV
→ TRUST ADVISORY GROUP LTDRegistered adviserregistration: previous registration
Feb 17, 2017 to Jan 22, 2026factForm ADV
→ SOURCE CAPITAL GROUP, INC.Registered adviserregistration: previous registration
Oct 18, 2006 to Feb 10, 2017factForm ADV
→ SOURCE CAPITAL MANAGEMENTRegistered adviserregistration: previous registration
Jun 8, 2004 to Oct 17, 2006factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 22, 1992 to May 26, 2004factForm ADV

Dated events

Occurred
Jan 22, 2026
Advisor changed firm
Michael Jay Dworetsky left Trust Advisory Group Ltd for Lpl Financial Llc (registered 2026-01-21)
Form ADVobserved 4 days ago