DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• J•• D••••••••

L•• F•••••••• L••BD affiliatedPalm Beach Gardens, Fldual registrantIAPD 1158014

Feed of 09/14/2026

Also filed as M•••••• J D••••••••

At current firm

0 y

since Jan 21, 2026

In the industry

43 y

since Jul 21, 1983 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Jan 21, 2026 · Palm Beach Gardens, Fl
T•••• A••••••• G•••• L•• independent RIA
Feb 17, 2017 to Jan 22, 2026 · West Hartford, Ct
S••••• C•••••• G••••• I••• former
Oct 18, 2006 to Feb 10, 2017 · West Hartford, Ct
S••••• C•••••• M••••••••• unclassified
Jun 8, 2004 to Oct 17, 2006 · Westport, Ct
U•• F•••••••• S••••••• I••• wirehouse
Jan 22, 1992 to May 26, 2004 · Hartford, Ct

Moves

a registration end followed by a registration begin elsewhere

T•••• A••••••• G•••• L•• to L•• F•••••••• L••
left Jan 22, 2026, registered Jan 21, 2026 (-1 days) · RIA to affiliated broker-dealer or bank
S••••• C•••••• G••••• I••• to T•••• A••••••• G•••• L••
left Feb 10, 2017, registered Feb 17, 2017 (7 days) · Other · moved with a team
S••••• C•••••• M••••••••• to S••••• C•••••• G••••• I•••
left Oct 17, 2006, registered Oct 18, 2006 (1 days) · Other
U•• F•••••••• S••••••• I••• to S••••• C•••••• M•••••••••
left May 26, 2004, registered Jun 8, 2004 (13 days) · Other

Signals

M•••••• J•• D•••••••• left T•••• A••••••• G•••• L•• for L•• F•••••••• L•• (registered 2026-01-21)
Jan 22, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 43derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address