DFX Intelligence
Reading the graph
Reading the graph
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Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••
FREMONT, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Jul 24, 2024 | n/a | yes | FREMONT, NE | Current employment |
| C•••••• S••••• • C••• I••• | National bd RIA | Feb 2, 2022 | Jul 23, 2024 | no | Omaha, NE |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| C•••••• S••••• • C••• I••• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Jul 23, 2024 | Jul 24, 2024 | 1 | Firm change | Ibd to ibd |
| T• A••••••••• I••••••••• M••••••••• L•• | C•••••• S••••• • C••• I••• | Sep 7, 2023 | Feb 2, 2022 |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Sep 9, 2016 | Sep 7, 2023 | no | Omaha, NE|Omaha, NE | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Sep 9, 2016 | Oct 14, 2022 | no | OMAHA, NE|Omaha, NE | Previous registration |
| -582 |
| Bulk transfer |
| RIA to ibd |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Oct 14, 2022 | Sep 9, 2016 | -2,226 | Bulk transfer | Other |