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Registered advisor
C•••• M•••••• R•••••••••
Feed of 09/14/2026
Also filed as Matthew Richardson
At current firm
2 y
since Jul 24, 2024
In the industry
10 y
since Oct 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Jul 24, 2024 · Fremont, Ne
- C•••••• S••••• • C••• I••• national BDFeb 2, 2022 to Jul 23, 2024 · Omaha, Ne
- T• A••••••••• I••••••••• M••••••••• L•• formerSep 9, 2016 to Sep 7, 2023 · Omaha, Ne
- T• A••••••••• I••• formerSep 9, 2016 to Oct 14, 2022 · Omaha, Ne
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jul 23, 2024, registered Jul 24, 2024 (1 days) · Affiliated broker-dealer or bank to another
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Feb 2, 2022 (-582 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Sep 9, 2016 (-2226 days) · corporate re-registration, not a move
Signals
- C•••• M•••••• R••••••••• left C•••••• S••••• • C••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2024-07-24)Jul 23, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address