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Reading the graph
Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
PALM BEACH GARDENS, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 19, 2024 | n/a | yes | PALM BEACH GARDENS, FL | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Mar 23, 2024 | Apr 20, 2024 | no | Jupiter, FL|BOSTON, MA | Previous registration |
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Former SEC adviser | Mar 3, 2020 | Apr 22, 2024 | no | Jupiter, FL | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Nov 6, 2009 | Jan 17, 2020 | no | NEW YORK, NY|PALM BEACH GARDENS, FL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 26, 2007 | Nov 10, 2009 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | J.P. MORGAN SECURITIES LLC | Apr 22, 2024 | Mar 23, 2024 | -30 | Bulk transfer | Ibd to wirehouse |
| J.P. MORGAN SECURITIES LLC | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 20, 2024 | Apr 19, 2024 | -1 | Firm change | Wirehouse to wirehouse |
| J.P. MORGAN SECURITIES LLC | J.P. MORGAN PRIVATE WEALTH ADVISORS LLC | Jan 17, 2020 | Mar 3, 2020 | 46 | Firm change | Wirehouse to ibd |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Nov 10, 2009 | Nov 6, 2009 | -4 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 79:108559:FL:2020-01-17 | Jan 17, 2020 | Mar 3, 2020 | PALM BEACH GARDENS, FL | Firm change |