DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••••• M•••• K••••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehousePalm Beach Gardens, Fldual registrantIAPD 3148631

Feed of 09/14/2026

Also filed as K•••••• M•••• Moll

At current firm

2 y

since Apr 19, 2024

In the industry

25 y

since Mar 24, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Apr 19, 2024 · Palm Beach Gardens, Fl
J••• M••••• S••••••••• L•• wirehouse
Mar 23, 2024 to Apr 20, 2024 · Jupiter, Fl
J••• M••••• P•••••• W••••• A••••••• L•• former
Mar 3, 2020 to Apr 22, 2024 · Jupiter, Fl
J••• M••••• S••••••••• L•• wirehouse
Nov 6, 2009 to Jan 17, 2020 · New York, Ny
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 26, 2007 to Nov 10, 2009 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

J••• M••••• P•••••• W••••• A••••••• L•• to J••• M••••• S••••••••• L••
left Apr 22, 2024, registered Mar 23, 2024 (-30 days) · corporate re-registration, not a move
J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Apr 20, 2024, registered Apr 19, 2024 (-1 days) · Wirehouse to wirehouse
J••• M••••• S••••••••• L•• to J••• M••••• P•••••• W••••• A••••••• L••
left Jan 17, 2020, registered Mar 3, 2020 (46 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••
left Nov 10, 2009, registered Nov 6, 2009 (-4 days) · Wirehouse to wirehouse

Signals

K•••••• M•••• K•••••••• left J••• M••••• S••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2024-04-19)
Apr 20, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address