DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T•• W••••• S•••••••• L••
SILVER SPRING, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T•• W••••• S•••••••• L•• | State registered | Oct 30, 2025 | n/a | yes | SILVER SPRING, MD | Current employment |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Mar 13, 2015 | Jan 20, 2016 | no | WASHINGTON, DC|BETHESDA, MD|BETHESDA, MD|BETHESDA, MD |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | T•• W••••• S•••••••• L•• | Jan 20, 2016 | Oct 30, 2025 | 3,571 | Firm change after gap | Wirehouse to state RIA |
| C•••••• O•• A•••••••• L•• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Feb 27, 2015 |
| C•••••• O•• A•••••••• L•• | Former SEC adviser | Jan 28, 2015 | Feb 27, 2015 | no | SEATTLE, WA | Previous registration |
| C•••••• O•• F•••••••• A••••••• L•• | n/a | Apr 25, 2014 | Jan 28, 2015 | no | MELVILLE, NY | Previous registration |
| E••••• J•••• | National bd RIA | Apr 19, 2010 | Apr 14, 2014 | no | GREENBELT, MD|BOWIE, MD|ST LOUIS, MO | Previous registration |
| S••••••• I••••••••• S•••••••• I••• | Former SEC adviser | Jul 25, 2008 | Apr 12, 2010 | no | LAUREL, MD|WASHINGTON, DC|WASHINGTON, DC|WASHINGTON, DC | Previous registration |
| B••• O• A•••••• I••••••••• S•••••••• I••• | n/a | Oct 26, 2005 | Jul 9, 2008 | no | BALTIMORE, MD|GREENBELT, MD | Previous registration |
| 14 |
| Firm change |
| Other |
| C•••••• O•• F•••••••• A••••••• L•• | C•••••• O•• A•••••••• L•• | Jan 28, 2015 | Jan 28, 2015 | 0 | Bulk transfer | Other |
| E••••• J•••• | C•••••• O•• F•••••••• A••••••• L•• | Apr 14, 2014 | Apr 25, 2014 | 11 | Firm change | Other |
| S••••••• I••••••••• S•••••••• I••• | E••••• J•••• | Apr 12, 2010 | Apr 19, 2010 | 7 | Firm change | Other |
| B••• O• A•••••• I••••••••• S•••••••• I••• | S••••••• I••••••••• S•••••••• I••• | Jul 9, 2008 | Jul 25, 2008 | 16 | Firm change | Other |