RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••••• L•••• E••••
- T•• W••••• S•••••••• L•• state registered currentsince Oct 30, 2025 · Silver Spring, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 13, 2015 to Jan 20, 2016 · Washington, Dc
- C•••••• O•• A•••••••• L•• formerJan 28, 2015 to Feb 27, 2015 · Seattle, Wa
- C•••••• O•• F•••••••• A••••••• L•• unclassifiedApr 25, 2014 to Jan 28, 2015 · Melville, Ny
- E••••• J•••• national BDApr 19, 2010 to Apr 14, 2014 · Greenbelt, Md
- S••••••• I••••••••• S•••••••• I••• formerJul 25, 2008 to Apr 12, 2010 · Laurel, Md
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 26, 2005 to Jul 9, 2008 · Baltimore, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T•• W••••• S•••••••• L••left Jan 20, 2016, registered Oct 30, 2025 (3571 days) · Wirehouse to a state-registered adviser
- C•••••• O•• A•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 27, 2015, registered Mar 13, 2015 (14 days) · Other
- C•••••• O•• F•••••••• A••••••• L•• to C•••••• O•• A•••••••• L••left Jan 28, 2015, registered Jan 28, 2015 (0 days) · corporate re-registration, not a move
- E••••• J•••• to C•••••• O•• F•••••••• A••••••• L••left Apr 14, 2014, registered Apr 25, 2014 (11 days) · Other
- S••••••• I••••••••• S•••••••• I••• to E••••• J••••left Apr 12, 2010, registered Apr 19, 2010 (7 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Jul 9, 2008, registered Jul 25, 2008 (16 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address