DFX Intelligence

L••• D•••• K••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

L••• D•••• K••••

Advisor at B•••••••• I••••••••• M••••••••• S•••••••

BAKERSFIELD, CA | WALTON, KS

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Search this name across graphsid dfx:ria:53230709-9b24-8517-55b9-4f1a740448f9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 17, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• I••••••••• M••••••••• S•••••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jul 6, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• I••••••••• M••••••••• S•••••••	Mixed wealth	Jun 12, 2025	n/a	yes	BAKERSFIELD, CA\|WALTON, KS	Current employment
F•••••••• I••••••••• L••	n/a	Jan 1, 2005	Jan 12, 2009	no	WICHITA, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• I••••••••• L••	B•••••••• I••••••••• M••••••••• S•••••••	Jan 12, 2009	Jun 12, 2025	5,995	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	F•••••••• I••••••••• L••	Jul 30, 2003	Jan 1, 2005

Relationships

Registered with (3)

→ B•••••••• I••••••••• M••••••••• S•••••••Registered adviserregistration: current employment
Jun 12, 2025 to presentfactForm ADV
→ F•••••••• I••••••••• L••Registered adviserregistration: previous registration
Jan 1, 2005 to Jan 12, 2009factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 17, 2001 to Jul 30, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53230709-9b24-8517-55b9-4f1a740448f9
First observed: Oct 17, 2001
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.