RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• D•••• K••••
- B•••••••• I••••••••• M••••••••• S••••••• mixed wealth currentsince Jun 12, 2025 · Bakersfield, Ca
- F•••••••• I••••••••• L•• unclassifiedJan 1, 2005 to Jan 12, 2009 · Wichita, Ks
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 17, 2001 to Jul 30, 2003 · Wichita, Ks
- F•••••••• I••••••••• L•• to B•••••••• I••••••••• M••••••••• S•••••••left Jan 12, 2009, registered Jun 12, 2025 (5995 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••••••• I••••••••• L••left Jul 30, 2003, registered Jan 1, 2005 (521 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address