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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CAPITAL FINANCIAL GROUP, INC.

CRD 111709

LITTLETON, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5326bb9f-3ac9-4fca-a763-8f3388cd7b64

Data as of Jul 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Mar 6, 2012 to Jul 16, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $237MItem 5.F on the latest filing (2026-07-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $219M
Private client RAUM: $222MderivedItem 5.D individuals plus high net worth individuals
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $79.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 3
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 667
Individual clients: 171
High net worth clients: 62
SEC number: 801-117272
CRD: 111709
Filings on the tape: 29
First filed: Mar 6, 2012
Latest filed: Jul 16, 2026
Organised: Corporation, CO

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
AMEL JOHN GUIGLI	Chartered Financial Consultant	LITTLETON, CO \| Aurora, CO	27	40	n/a	no
ALEXANDER ADRIAN LEONIDA	Certified Financial Planner	Littleton, CO \| LITTLETON, CO	17	19	n/a	no
Brooks Jamison Adams	n/a	LITTLETON, CO \| Johnstown, CO	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
LEONIDA, ALEXANDER, ADRIAN	CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER	E	yes	01/2021	Jul 31, 2019	Aug 13, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 8 of 11

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 9, 2026	$237M	$219M	5	3	4	n/a	n/a
2024	Feb 13, 2025	$205M	$191M	5	2	0	n/a	n/a
2023	Mar 11, 2024	$196M	$177M	6	3	0	n/a	n/a
2022	Mar 14, 2023	$171M	$159M	6	3	0	n/a	n/a
2021	Mar 21, 2022	$233M	$154M	5	3	0	n/a	n/a
2020	Mar 25, 2021	$198M	$127M	5	4	0	n/a	n/a
2019	Mar 26, 2020	$177M	$110M	5	4	0	n/a	n/a
2011	Mar 6, 2012	$34.7M	$32.6M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$237M	$205M	15.9%	$171M	11.6%	5	5	4	0

Relationships

Registered with (4)

← Brooks Jamison AdamsAdvisorregistration: current employment
Feb 27, 2026 to presentfactForm ADV
← ALEXANDER ADRIAN LEONIDAAdvisorregistration: current employment
Jul 1, 2009 to presentfactForm ADV
← AMEL JOHN GUIGLIAdvisorregistration: current employment
Jan 1, 1999 to presentfactForm ADV
← COLE VANCE LEONIDAAdvisorregistration: previous registration
Nov 5, 2018 to Jul 19, 2021factForm ADV

Controls (1)

← LEONIDA, ALEXANDER, ADRIANOwnerCHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jul 31, 2019 to Aug 13, 2024factForm ADV

Dated events

Occurred
Mar 21, 2022
Control person left
Adrian Dennis Leonida (President) no longer on Schedule A of Capital Financial Group, Inc. (listed 2021-07-19, absent 2022-03-21)
Form ADVobserved 4 days ago
Occurred
Jul 31, 2019
Control person joined
Adrian Alexander Leonida (Chief Compliance Officer) appeared on Schedule A of Capital Financial Group, Inc.
Form ADVobserved 4 days ago
Occurred
Jul 31, 2019
First Form ADV filing
Capital Financial Group, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5326bb9f-3ac9-4fca-a763-8f3388cd7b64
First observed: Mar 6, 2012
Last observed: Jul 16, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPITAL FINANCIAL GROUP, INC.

CRD 111709

LITTLETON, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5326bb9f-3ac9-4fca-a763-8f3388cd7b64

Data as of Jul 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:08 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

AMEL JOHN GUIGLI

Chartered Financial Consultant

LITTLETON, CO | Aurora, CO

n/a

ALEXANDER ADRIAN LEONIDA

Certified Financial Planner

Littleton, CO | LITTLETON, CO

n/a

Brooks Jamison Adams

n/a

LITTLETON, CO | Johnstown, CO

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

LEONIDA, ALEXANDER, ADRIAN

CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER

yes

01/2021

Jul 31, 2019

Aug 13, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 9, 2026

$237M

$219M

n/a

2024

Feb 13, 2025

$205M

$191M

n/a

2023

Mar 11, 2024

$196M

$177M

n/a

2022

Mar 14, 2023

$171M

$159M

n/a

2021

Mar 21, 2022

$233M

$154M

n/a

2020

Mar 25, 2021

$198M

$127M

n/a

2019

Mar 26, 2020

$177M

$110M

n/a

2011

Mar 6, 2012

$34.7M

$32.6M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$237M

$205M

15.9%

$171M

11.6%