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RIA / WealthAdvisor16 years in industry

COLE VANCE LEONIDA

Advisor at JOHN MOORE & ASSOCIATES INC

SCOTTSDALE, AZ | ALBUQUERQUE, NM

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Search this name across graphsid dfx:ria:7a52dd80-fbc7-9acc-2bce-dc892881989f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 19, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JOHN MOORE & ASSOCIATES INC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: May 5, 2017
First registration: Jun 19, 2017
Dual registered: no
IAPD individual key: 6750989

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JOHN MOORE & ASSOCIATES INC	Independent wealth	Dec 23, 2021	n/a	yes	SCOTTSDALE, AZ\|ALBUQUERQUE, NM	Current employment
CAPITAL FINANCIAL GROUP, INC.	Independent wealth	Nov 5, 2018	Jul 19, 2021	no	LITTLETON, CO	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jul 12, 2018	Jul 19, 2018	no	GREENWOOD VILLAGE, CO	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	Jun 19, 2017	Jun 25, 2018	no	Greenwood Village, CO\|ENGLEWOOD, CO\|DENVER, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL FINANCIAL GROUP, INC.	JOHN MOORE & ASSOCIATES INC	Jul 19, 2021	Dec 23, 2021	157	Firm change	RIA to RIA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	CAPITAL FINANCIAL GROUP, INC.	Jul 19, 2018	Nov 5, 2018	109	Firm change	Other
THRIVENT INVESTMENT MANAGEMENT INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jun 25, 2018	Jul 12, 2018	17	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ JOHN MOORE & ASSOCIATES INCRegistered adviserregistration: current employment
Dec 23, 2021 to presentfactForm ADV
→ CAPITAL FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Nov 5, 2018 to Jul 19, 2021factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jul 12, 2018 to Jul 19, 2018factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
Jun 19, 2017 to Jun 25, 2018factForm ADV

Dated events

No dated event names this entity yet.