DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Capital Financial Group, Inc.
Latest filing Jul 16, 2026
First filing on the tape Mar 6, 2012 · 29 filings
SEC status approved since Aug 28, 2019
RAUM
$237M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
94%
$222M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$79.1M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$237M as of Jul 16, 2026
Mar 6, 2012$34.7M then
HNW client RAUM$147M as of Jul 16, 2026
Mar 26, 2020$122M then
State-registered IARs (5.B.3)3 as of Jul 16, 2026
Mar 6, 20120 then
Employees (5.A)5 as of Jul 16, 2026
Mar 26, 20205 then
Private funds: no history
RAUM +16% over the last fiscal year+12% a year over threeIARs 2 to 3offices 0 to 4
Practice profile
derived from the filing of Jul 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $79.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 78derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $355,874derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 6.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 0.6derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.3%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$147M62%
- Individuals$75.3M32%
- Pension and profit-sharing plans$14.4M6.1%
- Corporations and businesses$577,1240.2%
- Individual clients
- 171reported
- HNW clients
- 62reported
- Pension plan clients
- 3reported
- Charitable clients
- 0reported
- Accounts
- 667reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.94 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Amel John GuigliChartered Financial Consultant | Littleton, Co | Jan 1, 1999 | 40 y | 0 |
| Alexander Adrian LeonidaCertified Financial Planner | Littleton, Co | Jul 1, 2009 | 19 y | 0 |
| Brooks Jamison Adams | Littleton, Co | Feb 27, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Cole Vance Leonida to John Moore & Associates IncJul 19, 2021 · RIA to RIA
Joined, latest
- Cole Vance Leonida from Raymond James Financial Services Advisors, IncNov 5, 2018 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Adrian Alexander Leonida · Chief Executive Officer/Chief Compliance Officercontrolsince 01/2021 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Littleton, Co · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 2 to 3Jan 27, 2026 to Mar 25, 2026
- HQ city · to LITTLETONJan 27, 2026 to Mar 25, 2026
- HQ state · to COJan 27, 2026 to Mar 25, 2026
- State-registered IARs · 2 to 3Jan 27, 2026 to Mar 25, 2026
- Other offices · 3 to 4Jan 27, 2026 to Mar 25, 2026
- Accounts · 655 to 667Feb 13, 2025 to Jan 27, 2026
- Corporate clients · 1 to 2Feb 13, 2025 to Jan 27, 2026
- HNW clients · 57 to 62Feb 13, 2025 to Jan 27, 2026
- Individual clients · 184 to 171Feb 13, 2025 to Jan 27, 2026
- HQ city · GREENWOOD VILLAGE to Feb 13, 2025 to Jan 27, 2026
- HQ state · CO to Feb 13, 2025 to Jan 27, 2026
- Other offices · 0 to 3Feb 13, 2025 to Jan 27, 2026
- Discretionary RAUM · $191M to $219MFeb 13, 2025 to Jan 27, 2026
- HNW RAUM · $117M to $147MFeb 13, 2025 to Jan 27, 2026
- Individual RAUM · $75.8M to $75.3MFeb 13, 2025 to Jan 27, 2026
- Non-discretionary RAUM · $13.8M to $17.9MFeb 13, 2025 to Jan 27, 2026
- Pension RAUM · $11.5M to $14.4MFeb 13, 2025 to Jan 27, 2026
- RAUM · $205M to $237MFeb 13, 2025 to Jan 27, 2026
- Accounts · 656 to 655Jan 29, 2025 to Feb 13, 2025
- Charity clients · unset to 0.0Jan 29, 2025 to Feb 13, 2025
- HNW clients · 55 to 57Jan 29, 2025 to Feb 13, 2025
- Individual clients · 190 to 184Jan 29, 2025 to Feb 13, 2025
- Pooled vehicle clients · unset to 0.0Jan 29, 2025 to Feb 13, 2025
- Financial planning clients · 101-250 to 101-250Jan 29, 2025 to Feb 13, 2025
- Discretionary RAUM · $177M to $191MJan 29, 2025 to Feb 13, 2025
- HNW RAUM · $127M to $117MJan 29, 2025 to Feb 13, 2025
- Individual RAUM · $57.8M to $75.8MJan 29, 2025 to Feb 13, 2025
- Non-discretionary RAUM · $19.6M to $13.8MJan 29, 2025 to Feb 13, 2025
- Pension RAUM · $11.8M to $11.5MJan 29, 2025 to Feb 13, 2025
- Pooled vehicle RAUM · unset to 0.0Jan 29, 2025 to Feb 13, 2025
- RAUM · $196M to $205MJan 29, 2025 to Feb 13, 2025
- Advisory employees · 3 to 2Aug 13, 2024 to Jan 29, 2025
- Employees · 6 to 5Aug 13, 2024 to Jan 29, 2025
- State-registered IARs · 3 to 2Aug 13, 2024 to Jan 29, 2025
- Accounts · 607 to 656Nov 1, 2023 to Mar 11, 2024
- Corporate clients · 3 to 1Nov 1, 2023 to Mar 11, 2024
- HNW clients · 47 to 55Nov 1, 2023 to Mar 11, 2024
- Individual clients · 186 to 190Nov 1, 2023 to Mar 11, 2024
- Pension plan clients · 8 to 3Nov 1, 2023 to Mar 11, 2024
- Financial planning clients · 51-100 to 101-250Nov 1, 2023 to Mar 11, 2024
Signals
3 dated events
- Adrian Dennis Leonida (President) no longer on Schedule A of Capital Financial Group, Inc. (listed 2021-07-19, absent 2022-03-21)Mar 21, 2022 · Control person left · inference
- Adrian Alexander Leonida (Chief Compliance Officer) appeared on Schedule A of Capital Financial Group, Inc.Jul 31, 2019 · Control person joined · fact
- Capital Financial Group, Inc. filed its initial SEC registration (Form ADV)Jul 31, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- INCREDIBLETHOUGHTS.NETreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 303-629-7500reportedpublic record, Form ADV, Jul 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $79.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026