DFX Intelligence

J••••• W•••••• J••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor22 years in industry

J••••• W•••••• J••• W••••••

Advisor at C••••••• C•••••• L••

SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:532a9ae7-61a7-752d-3355-1240b1329a49

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 12, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• C•••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 3, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• C•••••• L••	State registered	May 20, 2026	n/a	yes	SAN FRANCISCO, CA	Current employment
A••••••• C•••••• M•••••••••	State registered	Aug 19, 2021	Sep 3, 2026	no	SAN FRANCISCO, CA\|SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• C•••••• M•••••••••	C••••••• C•••••• L••	Sep 3, 2026	May 20, 2026	-106	Firm change after gap	Other
I•••••• A•••••••• I•••	A••••••• C•••••• M•••••••••	Sep 12, 2013	Aug 19, 2021

Relationships

Registered with (5)

→ C••••••• C•••••• L••Registered adviserregistration: current employment
May 20, 2026 to presentfactForm ADV
→ A••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Aug 19, 2021 to Sep 3, 2026factForm ADV
→ I•••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 12, 2010 to Sep 12, 2013factForm ADV
→ A••••••••• L•••

Dated events

Occurred
Sep 3, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:532a9ae7-61a7-752d-3355-1240b1329a49
First observed: Oct 12, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.