T••••• S••••

Advisor at C• I••••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:533865e8-1131-36c6-6073-b6496226a617

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Apr 7, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C• I••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C• I••••••••• L••	Independent wealth	Oct 14, 2024	n/a	yes	Huntingdon, TN\|AUBURN, IN\|Lafayette, IN	Current employment
C•••••• W••••• M•••••••••	Former SEC adviser	Feb 13, 2018	Nov 4, 2024	no	Lafayette, IN\|CINCINNATI, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• W••••• M•••••••••	C• I••••••••• L••	Nov 4, 2024	Oct 14, 2024	-21	Firm change	RIA to RIA
L•• F•••••••• L••	C•••••• W••••• M•••••••••	May 30, 2018	Feb 13, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
172355:292627:OH:2024-11-04	Nov 4, 2024	Oct 14, 2024	CINCINNATI, OH	Firm change

Relationships

Registered with (4)

→ C• I••••••••• L••Registered adviserregistration: current employment
Oct 14, 2024 to presentfactForm ADV
→ C•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Feb 13, 2018 to Nov 4, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Feb 8, 2018 to May 30, 2018factForm ADV
→ L••••••• F•••••••• A•••••••• L••

Dated events

Occurred
Nov 4, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:533865e8-1131-36c6-6073-b6496226a617
First observed: Apr 7, 2014
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.