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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)31 years in industry

KEVIN MICHAEL TURNOCK

Advisor at RBC CAPITAL MARKETS, LLC

ANNAPOLIS, MD | SEVERNA PARK, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:533eaeaf-8e3a-dca5-94ce-14018316a353

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 24, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RBC CAPITAL MARKETS, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 30, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Jun 30, 1995
First registration: Feb 24, 1998
Dual registered: yes, broker-dealer
IAPD individual key: 2610475

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RBC CAPITAL MARKETS, LLC	National bd RIA	Mar 18, 2026	n/a	yes	ANNAPOLIS, MD\|SEVERNA PARK, MD	Current employment
MORGAN STANLEY	Wirehouse	May 13, 2016	Mar 20, 2026	no	Annapolis, MD	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Aug 6, 2004	May 16, 2016	no	ANNAPOLIS, MD\|ANNAPOLIS, MD	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 24, 1998	Aug 20, 2004	no	BETHESDA, MD	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	RBC CAPITAL MARKETS, LLC	Mar 20, 2026	Mar 18, 2026	-2	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	May 16, 2016	May 13, 2016	-3	Firm change	Wirehouse to wirehouse
UBS FINANCIAL SERVICES INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Aug 20, 2004	Aug 6, 2004	-14	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
149777:31194:MD:2026-03-09	Mar 20, 2026	Mar 18, 2026	ANNAPOLIS, MD	Firm change
7691:149777:MD:2016-05-16	May 16, 2016	May 13, 2016	ANNAPOLIS, MD	Firm change

Relationships

Registered with (4)

→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: current employment
Mar 18, 2026 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
May 13, 2016 to Mar 20, 2026factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Aug 6, 2004 to May 16, 2016factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 24, 1998 to Aug 20, 2004factForm ADV

Dated events

Occurred
Mar 20, 2026
Advisor changed firm
Kevin Michael Turnock left Morgan Stanley for Rbc Capital Markets, Llc (registered 2026-03-18)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:533eaeaf-8e3a-dca5-94ce-14018316a353
First observed: Feb 24, 1998
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

KEVIN MICHAEL TURNOCK

Advisor at RBC CAPITAL MARKETS, LLC

ANNAPOLIS, MD | SEVERNA PARK, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:533eaeaf-8e3a-dca5-94ce-14018316a353

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:16 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

RBC CAPITAL MARKETS, LLC

National bd RIA

Mar 18, 2026

n/a

yes

ANNAPOLIS, MD|SEVERNA PARK, MD

Current employment

MORGAN STANLEY

Wirehouse

May 13, 2016

Mar 20, 2026

Annapolis, MD

Previous registration

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

Aug 6, 2004

May 16, 2016

ANNAPOLIS, MD|ANNAPOLIS, MD

Previous registration

UBS FINANCIAL SERVICES INC.

Wirehouse

Feb 24, 1998

Aug 20, 2004

BETHESDA, MD

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

MORGAN STANLEY

RBC CAPITAL MARKETS, LLC

Mar 20, 2026

Mar 18, 2026

-2

Firm change

Wirehouse to ibd

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MORGAN STANLEY

May 16, 2016

May 13, 2016

-3

Firm change

Wirehouse to wirehouse

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Aug 20, 2004

Aug 6, 2004

-14

Firm change

Wirehouse to wirehouse

Team

Left

Joined

From

Kind

149777:31194:MD:2026-03-09

Mar 20, 2026

Mar 18, 2026

ANNAPOLIS, MD

Firm change

7691:149777:MD:2016-05-16

May 16, 2016

May 13, 2016

ANNAPOLIS, MD

Firm change