RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• M•••••• T••••••
- R•• C•••••• M••••••• L•• national BD currentsince Mar 18, 2026 · Annapolis, Md
- M••••• S•••••• wirehouseMay 13, 2016 to Mar 20, 2026 · Annapolis, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 6, 2004 to May 16, 2016 · Annapolis, Md
- U•• F•••••••• S••••••• I••• wirehouseFeb 24, 1998 to Aug 20, 2004 · Bethesda, Md
- M••••• S•••••• to R•• C•••••• M••••••• L••left Mar 20, 2026, registered Mar 18, 2026 (-2 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left May 16, 2016, registered May 13, 2016 (-3 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Aug 20, 2004, registered Aug 6, 2004 (-14 days) · Wirehouse to wirehouse
- K•••• M•••••• T•••••• left M••••• S•••••• for R•• C•••••• M••••••• L•• (registered 2026-03-18)Mar 20, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address