DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E••••• J••••
Dardenne Prairie, MO | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E••••• J•••• | National bd RIA | Dec 6, 2019 | n/a | yes | ST. LOUIS, MO|Dardenne Prairie, MO | Current employment |
| A•••• W••••• M••••••••• L•• | Independent wealth | Dec 13, 2017 | Jun 17, 2019 | no | BROOKFIELD, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••• W••••• M••••••••• L•• | E••••• J•••• | Jun 17, 2019 | Dec 6, 2019 | 172 | Firm change | RIA to ibd |
| A•••••••• F•••• M••••••••• L•• | A•••• W••••• M••••••••• L•• | Apr 27, 2009 | Dec 13, 2017 |
| A•••••••• F•••• M••••••••• L•• | Asset manager | Aug 8, 2008 | Apr 27, 2009 | no | MENOMONEE FALLS, WI | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Jan 27, 2003 | Oct 11, 2004 | no | MILWAUKEE, WI | Previous registration |
| 3,152 |
| Firm change after gap |
| Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | A•••••••• F•••• M••••••••• L•• | Oct 11, 2004 | Aug 8, 2008 | 1,397 | Firm change after gap | Other |