DFX Intelligence

M•••••• P•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

M•••••• P•••••••••

Advisor at L•• F•••••••• L••

ROCHESTER, MN

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Search this name across graphsid dfx:ria:539edc26-1851-5c4f-ae59-b1c8189e3650

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Dec 8, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 7, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Apr 2, 2025	n/a	yes	ROCHESTER, MN	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jul 13, 2022	Apr 2, 2025	no	ROCHESTER, MN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	L•• F•••••••• L••	Apr 2, 2025	Apr 2, 2025	0	Firm change	Ibd to ibd
S••••• F•••••••• S•••••••• I•••	C••••• I••••••••• A••••••• L••	Jun 16, 2022	Jul 13, 2022

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jun 11, 2013 to Jan 25, 2016factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Jul 13, 2022 to Apr 2, 2025factForm ADV
→ S••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Nov 12, 2021 to Jun 16, 2022factForm ADV
→ B•• C•••••• L••Registered adviser

Dated events

Occurred
Apr 2, 2025
Advisor changed firm
M•••••• P••••••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-04-02)
Form ADVobserved 7 days ago
Occurred
Jun 16, 2022
Advisor changed firm
M•••••• P••••••••• left S••••• F•••••••• S•••••••• I••• for C••••• I••••••••• A••••••• L•• (registered 2022-07-13)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:539edc26-1851-5c4f-ae59-b1c8189e3650
First observed: Dec 8, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.