DFX Intelligence

C••••••••• L•••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

C••••••••• L•••• S•••••

Advisor at F•••••••• C•••••• M••••••••• L••

SAN FRANCISCO, CA | SEATTLE, WA

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Search this name across graphsid dfx:ria:53a06e1d-f87e-ac43-5303-773d9e3da5be

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 12, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••• C•••••• M••••••••• L••	Independent wealth	Mar 10, 2023	n/a	yes	SAN FRANCISCO, CA\|SEATTLE, WA	Current employment
I••••• C••••••• L••	Asset manager	Oct 20, 2021	Jul 7, 2022	no	SAN FRANCISCO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••• C••••••• L••	F•••••••• C•••••• M••••••••• L••	Jul 7, 2022	Mar 10, 2023	246	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	I••••• C••••••• L••	Aug 3, 2021	Oct 20, 2021

Relationships

Registered with (3)

→ F•••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Mar 10, 2023 to presentfactForm ADV
→ I••••• C••••••• L••Registered adviserregistration: previous registration
Oct 20, 2021 to Jul 7, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Feb 12, 2019 to Aug 3, 2021factForm ADV

Dated events

Occurred
Jul 7, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53a06e1d-f87e-ac43-5303-773d9e3da5be
First observed: Feb 12, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.