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D••••• G••• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor17 years in industry

D••••• G••• D•••

Advisor at T••••••••• L••

BEAUMONT, TX | BUDA, TX

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Search this name across graphsid dfx:ria:53a87b05-c234-8a50-a425-b1134555ed19

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 26, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••••• L••	Independent wealth	May 6, 2023	n/a	yes	BUDA, TX\|BEAUMONT, TX	Current employment
T••••• A•••• M••••••••• L••	Independent wealth	Jan 13, 2022	Jul 20, 2023	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A•••• M••••••••• L••	T••••••••• L••	Jul 20, 2023	May 6, 2023	-75	Firm change after gap	RIA to RIA
B••••••••• W••••• A•••••••• L••	T••••• A•••• M••••••••• L••	Jan 7, 2022

Relationships

Registered with (4)

→ T••••••••• L••Registered adviserregistration: current employment
May 6, 2023 to presentfactForm ADV
→ T••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Jan 13, 2022 to Jul 20, 2023factForm ADV
→ B••••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 18, 2020 to Jan 7, 2022factForm ADV
→ P••••••••• E•••••••• P•••••••• L••

Dated events

Occurred
Jul 20, 2023
Advisor changed firm
D••••• G••• D••• left T••••• A•••• M••••••••• L•• for T••••••••• L•• (registered 2023-05-06)
Form ADVobserved 6 days ago
Occurred
Jan 7, 2022
Advisor changed firm
D••••• G••• D••• left B••••••••• W••••• A•••••••• L•• for T••••• A•••• M••••••••• L•• (registered 2022-01-13)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53a87b05-c234-8a50-a425-b1134555ed19
First observed: Feb 26, 2016
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.