DFX Intelligence

G•••••• S•••• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

G•••••• S•••• Y••••

Advisor at I••••••••• A••••••• N•••••• L••

DALLAS, TX | Hilton Head, SC

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Search this name across graphsid dfx:ria:53adbec8-cadb-c174-6ba8-789b600413d4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Mar 31, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A••••••• N•••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 14, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A••••••• N•••••• L••	Independent wealth	Jan 1, 2025	n/a	yes	DALLAS, TX\|Hilton Head, SC	Current employment
H••••• R••••	Former SEC adviser	Jun 6, 2017	Jul 11, 2018	no	Columbia, SC\|CHARLOTTE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• R••••	I••••••••• A••••••• N•••••• L••	Jul 11, 2018	Jan 1, 2025	2,366	Firm change after gap	RIA to RIA
V••• F•••••••• A•••••••• I•••	H••••• R••••	Jun 6, 2017	Jun 6, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
170037:171991:NC:2018-07-10	Jul 11, 2018	Jan 1, 2025	CHARLOTTE, NC	Firm change after gap

Relationships

Registered with (7)

→ I••••••••• A••••••• N•••••• L••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ H••••• R••••Registered adviserregistration: previous registration
Jun 6, 2017 to Jul 11, 2018factForm ADV
→ V••• F•••••••• A•••••••• I•••Registered adviserregistration: previous registration
May 30, 2012 to Jun 6, 2017factForm ADV
→ J• P• T••••• • C•••••• C•••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53adbec8-cadb-c174-6ba8-789b600413d4
First observed: Mar 31, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.