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Advisor at WILLIS TOWERS WATSON SECURITIES, LLC
CHICAGO, IL | Libertyville, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WILLIS TOWERS WATSON SECURITIES, LLC | Former SEC adviser | Sep 17, 2026 | n/a | yes | CHICAGO, IL|Libertyville, IL | Current employment |
| ALERA INVESTMENT ADVISORS, LLC | Mixed wealth | Apr 4, 2022 | Nov 18, 2025 | no | DEERFIELD, IL|Chicago, IL | Previous registration |
| BMO HARRIS FINANCIAL ADVISORS, INC | Former SEC adviser | Sep 22, 2015 | Aug 2, 2021 | no | CHICAGO, IL|CHICAGO, IL|MILWAUKEE, WI|CHICAGO, IL|Milwaukee, WI|Chicago, IL | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Apr 20, 2015 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Feb 26, 2008 | Oct 1, 2012 | no | CHICAGO, IL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 5, 2005 | Mar 14, 2007 | no | DOWNERS GROVE, IL|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ALERA INVESTMENT ADVISORS, LLC | WILLIS TOWERS WATSON SECURITIES, LLC | Nov 18, 2025 | Sep 17, 2026 | 303 | Firm change | RIA to new firm |
| BMO HARRIS FINANCIAL ADVISORS, INC | ALERA INVESTMENT ADVISORS, LLC | Aug 2, 2021 | Apr 4, 2022 | 245 | Firm change | Other |
| J.P. MORGAN SECURITIES LLC | BMO HARRIS FINANCIAL ADVISORS, INC | Apr 20, 2015 | Sep 22, 2015 | 155 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | CHASE INVESTMENT SERVICES CORP. | Mar 14, 2007 | Feb 26, 2008 | 349 | Firm change | Other |