RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• A•• B••••
- W••••• T••••• W••••• S••••••••• L•• former currentsince Sep 17, 2026 · Chicago, Il
- A•••• I••••••••• A•••••••• L•• mixed wealthApr 4, 2022 to Nov 18, 2025 · Deerfield, Il
- B•• H••••• F•••••••• A•••••••• I•• formerSep 22, 2015 to Aug 2, 2021 · Chicago, Il
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Apr 20, 2015 · Chicago, Il
- C•••• I••••••••• S••••••• C•••• formerFeb 26, 2008 to Oct 1, 2012 · Chicago, Il
- A••••••••• F•••••••• S•••••••• L•• national BDAug 5, 2005 to Mar 14, 2007 · Downers Grove, Il
- A•••• I••••••••• A•••••••• L•• to W••••• T••••• W••••• S••••••••• L••left Nov 18, 2025, registered Sep 17, 2026 (303 days) · RIA to a newly registered adviser
- B•• H••••• F•••••••• A•••••••• I•• to A•••• I••••••••• A•••••••• L••left Aug 2, 2021, registered Apr 4, 2022 (245 days) · Other
- J••• M••••• S••••••••• L•• to B•• H••••• F•••••••• A•••••••• I••left Apr 20, 2015, registered Sep 22, 2015 (155 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to C•••• I••••••••• S••••••• C••••left Mar 14, 2007, registered Feb 26, 2008 (349 days) · Other
- J••••••• A•• B•••• registered as an investment adviser representative at W••••• T••••• W••••• S••••••••• L••Sep 17, 2026 · Advisor registered · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address