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Advisor at FISHER INVESTMENTS
HARTLAND, WI | PLANO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | Independent wealth | Apr 14, 2022 | n/a | yes | HARTLAND, WI|PLANO, TX | Current employment |
| ONEAMERICA SECURITIES, INC. | Bd affiliated wealth | Oct 1, 2015 | Aug 19, 2016 | no | Milwaukee, WI|INDIANAPOLIS, IN | Previous registration |
| ALLSPRING FUNDS MANAGEMENT, LLC | Asset manager | Dec 3, 2013 | Jun 23, 2014 | no | MENOMONEE FALLS, WI | Previous registration |
| BMO HARRIS FINANCIAL ADVISORS, INC | Former SEC adviser | Aug 1, 2012 | Nov 22, 2013 | no | BROOKFIELD, WI | Previous registration |
| M&I FINANCIAL ADVISORS, INC. | Former SEC adviser | Apr 20, 2012 | Aug 1, 2012 | no | ELM GROVE, WI|BROOKFIELD, WI | Previous registration |
| M&I INVESTMENT MANAGEMENT CORP. | Former SEC adviser | Sep 8, 2010 | Apr 19, 2012 | no | MILWAUKEE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ONEAMERICA SECURITIES, INC. | FISHER INVESTMENTS | Aug 19, 2016 | Apr 14, 2022 | 2,064 | Firm change after gap | Other |
| ALLSPRING FUNDS MANAGEMENT, LLC | ONEAMERICA SECURITIES, INC. | Jun 23, 2014 | Oct 1, 2015 | 465 | Firm change after gap | Other |
| BMO HARRIS FINANCIAL ADVISORS, INC | ALLSPRING FUNDS MANAGEMENT, LLC | Nov 22, 2013 | Dec 3, 2013 | 11 | Firm change | Other |
| M&I FINANCIAL ADVISORS, INC. | BMO HARRIS FINANCIAL ADVISORS, INC | Aug 1, 2012 | Aug 1, 2012 | 0 | Channel change | Other |
| M&I INVESTMENT MANAGEMENT CORP. | M&I FINANCIAL ADVISORS, INC. | Apr 19, 2012 | Apr 20, 2012 | 1 | Channel change | Other |