RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• J•••• H•••
- F••••• I••••••••• independent RIA currentsince Apr 14, 2022 · Hartland, Wi
- O••••••••• S••••••••• I••• BD affiliatedOct 1, 2015 to Aug 19, 2016 · Milwaukee, Wi
- A•••••••• F•••• M••••••••• L•• asset managerDec 3, 2013 to Jun 23, 2014 · Menomonee Falls, Wi
- B•• H••••• F•••••••• A•••••••• I•• formerAug 1, 2012 to Nov 22, 2013 · Brookfield, Wi
- M•• F•••••••• A•••••••• I••• formerApr 20, 2012 to Aug 1, 2012 · Elm Grove, Wi
- M•• I••••••••• M••••••••• C•••• formerSep 8, 2010 to Apr 19, 2012 · Milwaukee, Wi
- O••••••••• S••••••••• I••• to F••••• I•••••••••left Aug 19, 2016, registered Apr 14, 2022 (2064 days) · Other
- A•••••••• F•••• M••••••••• L•• to O••••••••• S••••••••• I•••left Jun 23, 2014, registered Oct 1, 2015 (465 days) · Other
- B•• H••••• F•••••••• A•••••••• I•• to A•••••••• F•••• M••••••••• L••left Nov 22, 2013, registered Dec 3, 2013 (11 days) · Other
- M•• F•••••••• A•••••••• I••• to B•• H••••• F•••••••• A•••••••• I••left Aug 1, 2012, registered Aug 1, 2012 (0 days) · channel change inside one enterprise, not a move
- M•• I••••••••• M••••••••• C•••• to M•• F•••••••• A•••••••• I•••left Apr 19, 2012, registered Apr 20, 2012 (1 days) · channel change inside one enterprise, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address