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RIA / WealthAdvisorCertified Financial Planner17 years in industry

NATHAN FALDMO

Advisor at FOUNDATIONS INVESTMENT ADVISORS LLC

Phoenix, AZ | PHOENIX, AZ

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Search this name across graphsid dfx:ria:53d459cf-7189-79a6-50ea-5fb16aba1317

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Apr 14, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOUNDATIONS INVESTMENT ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 18, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Sep 18, 2009
First registration: Apr 14, 2014
Dual registered: no
Other names: NATHAN PATRICK FALDMO
IAPD individual key: 5476212

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOUNDATIONS INVESTMENT ADVISORS LLC	Independent wealth	Feb 15, 2024	n/a	yes	PHOENIX, AZ\|Phoenix, AZ	Current employment
KINGDOM FINANCIAL GROUP, LLC	Independent wealth	Dec 17, 2021	Jan 12, 2024	no	PEORIA, AZ	Previous registration
HERITAGE FINANCIAL PARTNERS LLC	n/a	Jul 28, 2020	Sep 30, 2021	no	GILBERT, AZ	Previous registration
STABLEFORD CAPITAL LLC	Independent wealth	Jan 13, 2015	Jun 16, 2020	no	SCOTTSDALE, AZ\|SCOTTSDALE, AZ	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 14, 2014	Nov 10, 2014	no	CHANDLER, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KINGDOM FINANCIAL GROUP, LLC	FOUNDATIONS INVESTMENT ADVISORS LLC	Jan 12, 2024	Feb 15, 2024	34	Firm change	RIA to RIA
HERITAGE FINANCIAL PARTNERS LLC	KINGDOM FINANCIAL GROUP, LLC	Sep 30, 2021	Dec 17, 2021	78	Firm change	Other
STABLEFORD CAPITAL LLC	HERITAGE FINANCIAL PARTNERS LLC	Jun 16, 2020	Jul 28, 2020	42	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	STABLEFORD CAPITAL LLC	Nov 10, 2014	Jan 13, 2015	64	Firm change	Wirehouse to new firm

Relationships

Registered with (5)

→ FOUNDATIONS INVESTMENT ADVISORS LLCRegistered adviserregistration: current employment
Feb 15, 2024 to presentfactForm ADV
→ KINGDOM FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Dec 17, 2021 to Jan 12, 2024factForm ADV
→ HERITAGE FINANCIAL PARTNERS LLCRegistered adviserregistration: previous registration
Jul 28, 2020 to Sep 30, 2021factForm ADV
→ STABLEFORD CAPITAL LLCRegistered adviserregistration: previous registration
Jan 13, 2015 to Jun 16, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 14, 2014 to Nov 10, 2014factForm ADV

Dated events

Occurred
Jan 12, 2024
Advisor changed firm
Nathan Faldmo left Kingdom Financial Group, Llc for Foundations Investment Advisors Llc (registered 2024-02-15)
Form ADVobserved 4 days ago