DFX Intelligence

M•••••• A••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

M•••••• A••••• S•••••••

Advisor at I••••••••• S••••• H•••••••• L••

KING OF PRUSSIA, PA

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Search this name across graphsid dfx:ria:53e03810-eb98-ed2f-4cda-bcd0c687f722

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 8, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• S••••• H•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 27, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• S••••• H•••••••• L••	Independent wealth	Jan 13, 2020	n/a	yes	KING OF PRUSSIA, PA	Current employment
P•••••• A•••••• G••••• L••	Bd affiliated wealth	Mar 8, 2013	Jan 14, 2020	no	KING OF PRUSSIA, PA\|MORRISTOWN, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• A•••••• G••••• L••	I••••••••• S••••• H•••••••• L••	Jan 14, 2020	Jan 13, 2020	-1	Firm change	RIA to new firm

Team moves

••• Locked

Team	Left	Joined	From	Kind
155216:300139:NJ:2020-01-14	Jan 14, 2020	Jan 13, 2020	MORRISTOWN, NJ	Firm change

Relationships

Registered with (2)

→ I••••••••• S••••• H•••••••• L••Registered adviserregistration: current employment
Jan 13, 2020 to presentfactForm ADV
→ P•••••• A•••••• G••••• L••Registered adviserregistration: previous registration
Mar 8, 2013 to Jan 14, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:53e03810-eb98-ed2f-4cda-bcd0c687f722
First observed: Mar 8, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.